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SOFQ Practice Questions

Securities Operations Foundation Qualification (SOFQ) Exam Practice Test


Total 10 Pages
Total 50 Questions

SOFQ Practice Questions

Question# 1

Where Firm A has borrowed a fixed cash amount on a secured basis from Firm B, an increase in the collateral value means that:
Choose the Choices:


Question# 2

Bond types that are traded at a deeply discounted price are:
Choose the Choices:


Question# 3

From the perspective of one party to a securities trade, Free of Payment settlement without risk means:
Choose the Choices:


Question# 4

The type of organisation that specializes in deposit - taking and cash loans is known as a:
Choose the Choices:


Question# 5

The integrity of internal books & records for securities is proven by ensuring:
Choose the Choices:


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